SEC Proposes Regulation E-Delivery, Making Electronic Communication the Default

Finextra·medium signal

The SEC proposed Regulation E-Delivery, which would let issuers, broker-dealers, and investment advisers use electronic delivery as the default method for investor communications rather than paper. It is a proposal, not a final rule, so a comment period follows. For fintech builders the practical effect is removing a paper-mail compliance dependency that has constrained fully-digital onboarding flows.